Modera Wealth Management, LLC (“Modera”) is committed to client confidentiality and the protection of your privacy. The following information is provided, as required by law, to help you understand our privacy policy and how we will handle and maintain confidential personal information as we fulfill our obligations to protect your privacy. “Personal information” refers to the non-public, financial information obtained by Modera in connection with carrying out our services.

Information We Collect

Modera collects personal information as part of our relationship with you, to provide client services and fulfill legal and regulatory requirements. The type of information Modera collects may include:

  • Information Modera receives from you on forms (such as name, address, social security number, profile documents, assets and income); and
  • Information you provide Modera directly about your personal finances or personal circumstances or which Modera may receive from brokerage statements or other information you authorize Modera to receive.

Information Disclosed in Administering Products and Services

Modera will not disclose personal information about current or former clients to non-affiliated third parties except as permitted or required by law. Modera does not sell any personal information about you to any third party. Modera will not disclose personal information without your authorization, except as required or permitted by law.

Procedures to Protect Confidentiality and Security of Your Personal Information

Modera has procedures in place that limit access to personal information to employees who need to know such information to perform business services. In addition, Modera maintains physical, electronic and procedural safeguards to guard your non-public personal information.

Modera will update its policy and procedures when necessary to ensure that your privacy is maintained and that Modera conducts business in a way that fulfills its commitment to you. If Modera makes any material changes in its Privacy Policy, we will make that information available to clients through our web site and/or other communications.

If you have questions about our Privacy Policy, please contact our Chief Compliance Officer Terry Days at (617) 247-0518 or terryd@moderawealth.com.